Senior Audit Manager - US Regulatory Reporting

Company: Citi
Location: Cresskill
Posted on: June 11, 2022

Job Description:

The Senior Audit Manager is a management position responsible for managing a complex and critical unit within Internal Audit.The role is responsible for developing and executing a robust audit plan for US Regulatory reporting, including Global and US regulatory reporting governance, US regulatory report interpretation, production and oversight (e.g. Y-9C). -The role has a significant focus on data, technology and architecture.This includes interacting with Citi's broader IA teams and in managing a team of audit professionals through the execution of a comprehensive plan of coverage.Key Responsibilities:

• Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective teams, and manage a budget
• Participate in major business initiatives and pro-actively advise and assist the business on change initiatives, being able to provide challenge and manage complex interdependencies.
• Develop and maintain relationships with a broad range of key stakeholders, both within IA and the business.
• Partner with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues.
• Deliver audit assurance, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports
• Implement integrated auditing concepts and technology, and follow trends in audit the technical area
• Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought
• Analyze report findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.Qualifications:
  • 10+ years of experience in a related role
  • Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
  • Specific subject matter expertise in audit, financial services and US/international regulatory reporting processes and systems is preferred.
  • Demonstrated successful experience in business, functional and people management
  • Proven ability to execute concurrently on a portfolio of high-quality deliverables according to strict timetables
  • Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
  • Consistently demonstrates clear and concise written and verbal communication
  • Demonstrated ability to remain unbiased in a diverse working environment
  • Effective negotiation skills; a proactive, risk based and 'no surprises' approach in communicating issues and strength in sustaining independent views.
  • A self-aware, self-confident individual who has well developed listening skills, and a strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters while carefully balancing the independent requirements of the IA function.
  • Strong interpersonal skills and effective communicator, both orally and in writing.Education:
    • Bachelor's degree/University degree or equivalent experience-------------------------------------------------Job Family Group: Internal Audit-------------------------------------------------Job Family:Audit------------------------------------------------------Time Type:------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .View the "" poster. View the .View the .View the -----------------------------Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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