Director, Technology Audit - Bank & Enterprise Services
Company: Capital One
Location: Palisades Park
Posted on: May 26, 2023
Job Description:
Center 1 (19052), United States of America, McLean,
VirginiaDirector, Technology Audit - Bank & Enterprise
ServicesCapital Ones Audit function is a dedicated group of
professionals focused on delivering top-quality assurance services
to the organizations Audit Committee. Audit professionals are
experienced, well-trained and credentialed, and operate within a
collaborative, agile environment to deliver value-added opinions
and recommendations. Audit's vision to provide high value,
independent, proactive insights, to innovate with technology, and
to be a top-notch talent destination, creates a dynamic and
challenging atmosphere for both personal growth and professional
opportunity.Capital One is seeking an energetic, self-motivated
Technology Audit Director with experience in technology ,
applications, Emerging Technologies (such as Digital and AI),
cyber, cloud and information security analysis interested in
becoming part of our Audit team. As a member of the Audit team, the
candidate will focus on audits of cloud-based technology
implementations, application controls, and cybersecurity risks. The
candidate should be able to demonstrate the ability to understand
business processes and the associated technology risks. The
individual will also develop influential relationships with key
technology leaders in various lines of businesses within Capital
One. Each audit assignment enables the candidate to demonstrate
business, technical and industry knowledge while guiding a team in
assessing business risks, identifying key controls, and performing
risk-based testing of application and general computer controls.
The candidate will work with the other members of the Audit
leadership team to establish team imperatives and actively manage
implementation and monitoring efforts to achieve those goals.For
this role, an ideal candidate will have: comprehensive
understanding of technology risks associated with business areas
such as credit cards, retail bank, finance; core technology
infrastructure, cloud and cyber, emerging technology, application
and project audits; ability to lead and inspire a team of high
performing individuals; demonstrated success establishing and
maintaining strong working relationships with all levels of
associates, management, and external parties; leadership experience
in driving change in ones own function; and an ability to drive
budget and performance improvements.Responsibilities:
- Proactively monitor the Capital One business areas for changing
risks and impact to technology processes and platforms and make
necessary updates. Lead continuous monitoring activities and
updates to risk assessments, audit universe, and audit plan.
- Direct business integrated audits and targeted audits focused
on platform initiatives focused on business strategy across
assigned portfolios.
- Develop engagement planning documentation and audit programs to
ensure adequate coverage of risk and sufficient rationale for audit
scope.
- Supervise and coordinate work assignments amongst audit team
members. Provide timely feedback, on-the-job training, and coaching
to audit staff and direct reports.
- Establish and maintain good relationships with key business and
audit partners. Leverage specialized knowledge and skills,
providing management with insight into areas of Emerging Technology
and Cyber risk. Effectively represent internal audit at management
meetings, internal forums, and to external organizations.
- Assess relevance of audit findings, potential exposures,
materiality, improving or deteriorating trends, and demonstrate
awareness of broader issues. Interpret business priorities,
anticipate issues and obstacles, and apply to scope of role.
- Deliver appropriate, succinct and organized information,
tailoring communication style to audience. Effectively review and
compile relevant, material findings and recommendations into
readable and concise audit reports. Communicate complex results and
implications, incorporating different perspectives into
deliverables.
- Manage timely and high quality delivery of multiple tasks,
including audits, projects, special assignments, and administrative
activities. Self-prioritize and independently complete multiple
tasks across the team and department. Demonstrate the ability to
successfully meet deadlines and identify/escalate impediments in a
timely manner.Ideal Teammate:
- You are a critical thinker who seeks to understand the business
and its control environment.
- You believe insight and objectivity are core elements to
providing assurance on the effectiveness and efficiency of Capital
Ones governance, risk management, and internal control
processes.
- You possess a relentless focus on quality and timeliness.
- You adapt to change, embrace bold ideas, and are intellectually
curious. You like to ask questions, test assumptions, and challenge
conventional thinking.
- You develop influential relationships based upon shared risk
objectives and trust to deliver outstanding business impact and
elevate Audits value proposition.
- Youre a firm believer that a rich understanding of data,
innovation, and technology will only make you a better auditor.
This will require leveraging the power of data analytics and
furthering your technical expertise.
- You're a teacher. You do the right thing and lead by example.
You have a passion for coaching and investing in the betterment of
your team. You lead through change with candor and optimism.
- You create energy and an environment that fosters trust,
collaboration, and belonging, making it easy to attract, hire, and
retain top talent.Basic Qualifications:
- Bachelor's Degree or military experience
- At least 4 years of experience in analyzing data extracts to
identify trends, patterns, and anomalies
- At least 4 years of experience in test scripting or coding
(writing, reviewing, or assessing)
- At least 4 years of experience in information security
(application security, network security, cyber security,
microservices or data protection)
- At least 10 years of experience in auditing or risk management
or compliance or financial analysis
- At least 5 years experience in information systems auditing or
at least 5 years of experience in information systems risk
management
- At least 4 years of experience in Cloud Computing (notably AWS,
Azure, GCP) controls.
- At least 6 years experience in supervisory or project
management roles including experience managing audit
engagements
- At least 5 years of experience in people management
- Certified Information Systems Auditor (CISA), Certified
Information Systems Security Professional (CISSP), Certified
Internal Auditor (CIA) or AWS Cloud CertificationsPreferred
Qualifications:
- Masters Degree in Technology, Information Systems, Accounting,
Finance, Economics, or Business Administration
- At least 10 years of working knowledge of Technology control
frameworks and their application to audits of Technology
controls
- At least 6 years experience in auditing projects and working
knowledge of project management best practices
- At least 6 years in auditing information security (application
security, network security, cybersecurity, microservices, data
protection)
- At least 4 years of experience in Banking or 4+ years of
experience in financial services industry
- At least 4 years of experience with data analytics tools in
support of internal audit At this time, Capital One will not
sponsor a new applicant for employment authorization for this
position.The minimum and maximum full-time annual salaries for this
role are listed below, by location. Please note that this salary
information is solely for candidates hired to perform work within
one of these locations, and refers to the amount Capital One is
willing to pay at the time of this posting. Salaries for part-time
roles will be prorated based upon the agreed upon number of hours
to be regularly worked.Location is New York City: $269,400 -
$307,500 for Director, Cyber TechnicalCandidates hired to work in
other locations will be subject to the pay range associated with
that location, and the actual annualized salary amount offered to
any candidate at the time of hire will be reflected solely in the
candidates offer letter.This role is also eligible to earn
performance based incentive compensation, which may include cash
bonus(es) and/or long term incentives (LTI). Incentives could be
discretionary or non discretionary depending on the plan.Capital
One offers a comprehensive, competitive, and inclusive set of
health, financial and other benefits that support your total
well-being. Learn more at the . Eligibility varies based on full or
part-time status, exempt or non-exempt status, and management
level.No agencies please. Capital One is an Equal Opportunity
Employer committed to diversity and inclusion in the workplace. All
qualified applicants will receive consideration for employment
without regard to sex, race, color, age, national origin, religion,
physical and mental disability, genetic information, marital
status, sexual orientation, gender identity/assignment,
citizenship, pregnancy or maternity, protected veteran status, or
any other status prohibited by applicable national, federal, state
or local law. Capital One promotes a drug-free workplace. Capital
One will consider for employment qualified applicants with a
criminal history in a manner consistent with the requirements of
applicable laws regarding criminal background inquiries, including,
to the extent applicable, Article 23-A of the New York Correction
Law; San Francisco, California Police Code Article 49, Sections
4901-4920; New York Citys Fair Chance Act; Philadelphias Fair
Criminal Records Screening Act; and other applicable federal,
state, and local laws and regulations regarding criminal background
inquiries.If you have visited our website in search of information
on employment opportunities or to apply for a position, and you
require an accommodation, please contact Capital One Recruiting at
1-800-304-9102 or via email at
RecruitingAccommodation@capitalone.com. All information you provide
will be kept confidential and will be used only to the extent
required to provide needed reasonable accommodations.For technical
support or questions about Capital One's recruiting process, please
send an email to Careers@capitalone.comCapital One does not
provide, endorse nor guarantee and is not liable for third-party
products, services, educational tools or other information
available through this site.Capital One Financial is made up of
several different entities. Please note that any position posted in
Canada is for Capital One Canada, any position posted in the United
Kingdom is for Capital One Europe and any position posted in the
Philippines is for Capital One Philippines Service Corp.
(COPSSC).
Keywords: Capital One, Tenafly , Director, Technology Audit - Bank & Enterprise Services, Executive , Palisades Park, New Jersey
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